ESG Investing Faces Headwinds in 2023

Sustainable Investing | August 2023

Challenging Year

ESG investing faced its most challenging year since gaining mainstream acceptance. Political backlash, performance questions, and greenwashing concerns forced the industry to reassess its approach.

Political Dimension

  • State-Level Pushback: Over 20 states introduced legislation restricting ESG considerations in pension funds
  • SEC Scrutiny: Increased oversight of ESG claims and proposed new disclosure rules
  • Corporate Response: Major asset managers faced pressure from both conservatives and progressives
  • Industry Groups: Several firms quit Climate Action 100+ amid political pressure

Performance Challenges

  • Energy Underweight: ESG portfolios underweighted oil/gas, missing sector's +4.4% gains
  • Tech Concentration: Overweighted technology created concentration risk
  • Clean Energy Disappointment: Clean energy stocks (ICLN) fell -10% despite policy support
  • Rating Inconsistency: Different ESG agencies produced contradictory scores

Greenwashing Problems

  • DWS Investigation: Deutsche Bank asset manager faced regulatory scrutiny
  • BNY Mellon Settlement: Paid $1.5M to settle SEC charges on ESG misrepresentation
  • Portfolio Drift: Many ESG funds held questionable environmental/social positions
  • Marketing Reviews: Industry-wide reviews of ESG claims and methodologies

Where ESG Showed Strength

  • Europe Leads: European investors maintained ESG commitment despite challenges
  • Private Markets: PE and credit managers increasingly incorporated ESG due diligence
  • Corporate Commitment: Most S&P 500 companies maintained sustainability reporting
  • Infrastructure Investment: Actual renewable energy deployment exceeded $500B globally

Evolution to Climate Focus

  • From ESG to Climate: More funds focused explicitly on climate transition risks
  • Impact Clarification: Better distinction between ESG integration and impact investing
  • Natural Capital: Growing attention to biodiversity and water risks
  • Just Transition: Recognition of energy transition's impact on workers and communities

Data Improvements

  • ISSB Standards: First climate disclosure standards issued June 2023
  • Better Disclosure: More companies reported Scope 1, 2, and 3 emissions
  • AI Analytics: Machine learning analyzing unstructured ESG data

Sources: Morningstar sustainable investing flows, ISSB publications, Bloomberg ESG data